A1.4 Hazard identification
Adoption of a risk-based approach that includes the identification of hazards from catchment to consumer and the assessment of the potential impact on drinking water quality and human health (i.e. risk) is essential to effective system management. Hazard identification and risk assessment are useful for understanding the vulnerability of a drinking water supply and planning effective risk management strategies to assure drinking water quality and safety.
The purpose of this element is to identify and document all potential hazards and the hazardous events and sources that might give rise to the presence of these hazards.
Summary of actions
Define the approach and methodology to be used for hazard identification. Devise an evaluation team with appropriate representatives.
Review hazardous agents in drinking water and ensure that their link to public health is understood (see Section V — Fact Sheets).
Identify and document hazards, sources and hazardous events for each component of the water supply system (see Tables A1.2 and A1.3).
Periodically review and update the hazard identification to incorporate any new hazards.
A structured approach is important to ensure that significant issues are not overlooked and that areas of greatest risk are identified. There is no single right way to perform these activities; however, the process should involve a structured and comprehensive evaluation of the water supply system.
For each component of the water supply system, all hazards and hazardous events and sources that might affect drinking water quality and safety (what can happen and how) should be identified and documented. Table A1.2 provides examples of various pollution sources and the potential hazards they produce.
All potential hazards, hazardous events and sources should be included in the assessment, regardless of whether or not they are under the direct control of the drinking water supplier. Continuous, intermittent or seasonal pollution patterns should also be considered as well as extreme and infrequent events such as droughts or floods. Table A1.3 provides examples of potential sources and hazardous events, from catchment to consumer, to be considered.
Table A1.2 Examples of sources and potential hazardsᵃ
Septic tanks
Pathogensᵇ, nitrates/nitrites
Sewage treatment plants
Pathogens, nutrients
Animal husbandry
Pathogens, nutrients, turbidity, colour
Horticulture
Pesticides, fertiliser nutrients, turbidity, colour
Rural stormwater
Pathogens, turbidity, colour
Forestry
Pesticides, turbidity, colour
Industry
Heavy metals, organic chemicals including halogenated organics; specific industries can be associated with specific types of contaminants (e.g. arsenic and copper associated with wood preserving, cadmium and chromium with electroplating and chromium with leather tanning)
Mining
Acid mine wastes from pyrites tailings can release and transport metals such as aluminium, iron and manganese; other naturally occurring metals such as cadmium and copper can also be leached; arsenic can be associated with old goldfield areas
Urban stormwater
Lead and zinc from roads, turbidity, colour, petrol/oil products, microorganisms from pets (lower range of pathogens than from humans or livestock waste)
Stormwater/sewer overflows
Pathogens, nutrients, turbidity, colour
ᵃ Human and animal waste represent the largest sources of potential hazards in drinking water. Both can include high numbers of enteric pathogens and large amounts of nutrients. Due to the scale of primary production in Australia, the total amount of livestock waste would greatly exceed the amount of human waste.
ᵇ The potential range of pathogens present will vary according to the type of waste involved. Many enteric pathogens, and in particular viruses and protozoa, infect only one species. In general, human enteric viruses are only carried and excreted by humans. Human infectious Cryptosporidium parvum can be carried by humans and livestock, but the current state of knowledge suggests that the species of Cryptosporidium that infect birds do not infect humans.
Table A1.3 Examples of hazardous events and their potential sources
Rapid variations in raw water quality
Sewage and septic system discharges
Industrial discharges
Chemical use in catchment areas (e.g. use of fertilisers and agricultural pesticides)
Major spills and accidental spillage
Public roads
Human access (recreational activity)
Wildlife (native and feral)
Unrestricted livestock
Inadequate buffer zones
Surrounding land use (e.g. animal husbandry, agriculture, forestry, industrial area, waste disposal, mining)
Changes in surrounding land use
Poorly vegetated riparian zones, failure of sediment traps and soil erosion
Stormwater flows and discharges
Existing or historical waste-disposal or mining sites/ contaminated sites and hazardous wastes
Unconfined and shallow aquifers
Groundwater under direct influence of surface water
Inadequate well-head protection and unhygienic practices
Uncased or inadequately cased bores
Saline intrusion of coastal aquifers
Contaminated aquifers
Climatic and seasonal variations (e.g. heavy rainfalls, droughts)
Bushfires, natural disasters, sabotage
Open reservoirs and aqueducts, uncovered storages
Human access/absence of exclusion areas around shorelines
Animal access including birds and vermin
Short-circuiting of reservoir
Depletion of reservoir storage
No selective withdrawal
No alternative water sources
Unsuitable intake location
Cyanobacterial blooms
Stratification
Soil erosion
Inadequate buffer zones and vegetation
Climatic and seasonal variations (e.g. heavy rainfalls, droughts)
Public roads / accidental spillage
Failure of alarms and monitoring equipment
Bushfires and natural disasters
Sabotage
Significant flow variations through water treatment system
Incapable equipment or unit processes
Inadequate backup
Inappropriate treatment processes
Process control incapability or operational inflexibility
Use of unapproved or contaminated water treatment chemicals and materials
Chemical dosing failures
Inadequate mixing
Failure of dosing equipment
Inadequate filter operation and backwash recycling
Ineffective disinfection
Equipment malfunctions
Poor reliability of processes
Failure of alarms and monitoring equipment
Power failures
Sabotage and natural disasters
Formation of disinfection byproducts
Open reservoirs and aqueducts / uncovered storages and unprotected pipe system
Human access, absence of exclusion areas around shorelines
Animal access including birds and vermin
Short-circuiting of reservoir, stagnation zones
Buildup of sediments and slimes
Inappropriate materials and coatings or material failure
Aged pipes, infrastructure
Corrosion of reservoirs and pipe system
Mixing of different source waters
Infiltration and ingress of contamination from cross-connections, backflow (soil and groundwater)
Biofilms, sloughing and resuspension, regrowth
Pipe bursts or leaks
Inadequate repair and maintenance, inadequate system flushing and reservoir cleaning
Commissioning new mains
Inadequate disinfection after construction, repairs
Flow variability, inadequate pressures
Treatment dosing failure
Inadequate maintenance of chlorine residual
Formation of disinfection byproducts
Failure of alarms and monitoring equipment
Sabotage and natural disasters
Potential consumer misuse
Leaching of metals
Inappropriate plumbing and construction materials
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